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Senior Manager Regime: An opportunity for the Swiss financial market?

Categories: Banking & Finance, Blog

Senior Manager Regime: An opportunity for the Swiss financial market?

12 April 2024

The new responsibility regime as an extension of FINMA's supervisory instruments.

Part 8: AI in financial institutions – opportunities and challenges

Category: Data & Privacy

Part 8: AI in financial institutions – opportunities and challenges

5 March 2024

AI can bring many advantages for financial institutions. Yet it should be remembered that the requirements for its utilization are higher than in non-regulated sectors. In this blog post, we explain what is important and what you...

Cyber-Security Obligations for Financial Services Providers in Switzerland

Cyber-Security Obligations for Financial Services Providers in Switzerland

17 August 2023

Don't put off until tomorrow what you can prevent today: Cyber-security obligations for financial services providers in Switzerland.

New Obligation to Register for Robo-Advisors

Category: Banking & Finance

New Obligation to Register for Robo-Advisors

21 February 2023

The Swiss client advisor registers Regservices and RegFIX have published amended FAQs. There is now a new obligation to register certain natural persons in a client advisor register where a financial service is provided by way of software-based applications.

Street sign with inscription Game changer ahead

Opting out forever? High-net-worth retail clients under the FinSA

9 February 2021

Overview of the handling of high-net-worth retail clients choosing to opt-out under the FinSA

Covid-19 insolvency law ordinance not extended

Covid-19 insolvency law ordinance not extended

16 October 2020

What does the expiry of the Covid-19 Insolvency Law Ordinance mean?

Must deputies or executors also observe the FinIA and FinSA?

Must deputies or executors also observe the FinIA and FinSA?

6 July 2020

Overview of the applicability of the FinIA and the FinSA to persons who manage assets within the framework of a legally regulated mandate.

The Debt-Restructuring Moratorium under COVID-19

The Debt-Restructuring Moratorium under COVID-19

14 May 2020

What's the Covid-19 debt-restructuring moratorium about?

"Help is on the way" - The Swiss COVID-19 Insolvency Law Ordinance

"Help is on the way" - The Swiss COVID-19 Insolvency Law Ordinance

21 April 2020

Explanation of the new Swiss COVID-19 Insolvency Ordinance and the three important implications for Swiss bankruptcy law.